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Who's Moving Where In Wealth Management? - LPL Financial, Wescott
Editorial Staff
10 May 2019
Wescott Nelson joins from Cadaret Grant & Co, LPL said in a statement earlier this week. Nelson co-founded the Clinton, New York-based Mohawk Valley Capital Management in 2004. Before joining LPL, Nelson served as advisor as well as the firm’s OSJ Manager, supporting five additional independent advisors.
Wescott Financial Advisory Group, which is based in Philadelphia with over $2 billion in assets under management, has hired Carrie Delgott as its new chief operating officer and chief compliance officer.
Delgott’s hiring follows Wescott’s recent string of high-level additions, including Mark McCarron, chief investment officer. Delgott began her career as a financial analyst for Wawa before joining Vanguard, where she held leadership positions in an array of areas over her nearly 20-year tenure, including roles within the finance, operations, program management and customer service functions. She led a number of transformation initiatives at the firm, including the evolution of Vanguard’s ultra-high net worth business model for clients with $10 million or more in retail assets.
Most recently, Delgott led the transformation of Vanguard’s procurement services and accounts payable functions to a new, global enterprise supply management organization as the director of program management.
LPL Financial
US investment advisor house and broker-dealer LPL Financial has added advisor Graham Nelson, serving about $130 million of client money, to its B/D and corporate RIA platforms.